Cours du soir C6049 - Audit and Compliance

Cible

Professionals in the financial sector, or interested to work in the financial sector; willing to know how to design and implement a proper enterprise risk management system with a focus on governance, and key internal control functions approach and tools.

Objectives

  • Comply with the key rules of a proper enterprise governance.
  • Comply with the international standards in matter of risk assessment.
  • Know how to implement a proper enterprise risk management system.
  • Develop key tools for a tailored-made a risk based approach.
  • Know how to design and communicate a control program.
  • Compliance with the EU AML/CTF requirements as transposed in Luxembourg.
  • Design an internal audit strategy to check the effectiveness of the before mentioned compliance.

Prerequisites

None. However it is recommended to have good knowledge of any kind of legislative module.

Sessions

Il n'y a pas de cours de prévu dans les prochains jours.