C6057 - Internal audit function in financial sector

Public cible

Anyone interested in entering the career in the financial sector.

Objectives

Appreciate and understand the laws, regulations, codes of conduct applicable to entities in the financial sector and the regulatory framework for the internal audit function.
Understand the aim and objectives of the internal audit chart.
Understand the particular position of the internal audit within the organisation, i.e. independent from the other functions it intends to audit.
Confirm that the audit function is independent from the other functions it intends to audit.
Understand the way the internal audit plan over a period lasting 3 years is elaborate.
Appreciate how to plan any audit task and execute it in compliance with the laws, codes of conduct and regulations as required.
Understand how to document any audit mission undertaken, informing the concerned individuals, concerned management, external auditor and in case the regulator.
Understand how an internal auditor ascertain that all tasks in internal audit plan are done (even when an outsourced internal audit function).
Discover audit reporting methods.

Prerequisites

None. However, its is recommended to complete the course « IFRS: Overview of Key Standards » (C2026) prior to enroll to this course or to have equivalent knowledge.

Sessions

01.10.2025

Luxembourg

200 €